Compound Family Offices, LLC (hereinafter “Compound,” the firm, we, us, or our) is a registered investment adviser. We are a limited liability company, organized under the laws of the state of Florida. We have been in business and registered with the SEC since 2018. Scott Gurr, Manager, and Erik C. Popham, Manager are the principal owners of Compound. Our Chief Compliance Officer is Jeff Mullens. As used in this Brochure, the term "Associated Person" refers to anyone from our firm who is an officer, an employee, and all individuals providing investment advice on behalf of our firm. Where required, such persons are properly registered as investment adviser representatives. We offer the following family office services, tailored for each family to meet their unique needs, including, but not limited to developing, presenting, reviewing, and/or implementing advice related to the family’s financial and non-financial capital. Such services may involve financial planning, investment advice, estate, gift and trust planning, tax planning, philanthropy, education, family meetings, sharing best practices, risk management, asset protection, the management of information, and coordination with the family’s other key advisors depending on individual needs. Family Office Services Our services are uniquely designed to help families coordinate their multiple forms of capital using a holistic and collaborative team approach combining the many elements inherent to a successful life with wealth. We believe strongly the best way to serve families of significant wealth involves a dedicated team of independent and objective professionals collaborating for the benefit of the family. Such a relationship enhances Compound’s ability to advise families on the opportunities and risks that their wealth presents allowing families to make better, educated decisions. Initially, Compound meets with the prospective client to obtain information about their overall situation. This information is used to assist Compound in understanding a client’s needs and the scope of services that are most appropriate for the client’s situation. The family office services Compound will provide will be specifically described in the Family Office Services Agreement you enter into with our firm. Upon client request, additional services beyond the scope of the Family Office Services Agreement may be provided under separate agreement(s) and will typically include a separate fee as mutually agreed to by Compound and the client. Our family office services vary by family and occasionally within families, but may include the following:
• Investment Advisory Services – Assessment of proper risk tolerance and specific requirements or constraints on the portfolio. Includes development of asset allocation, ongoing portfolio management, and review including selection and evaluation of investment managers. Further, includes the presentation of customized performance reporting at the portfolio level and also further down to the manager or specific investment level.
• Information Management and Coordination – Organization of key information and the coordination of such information with the family, the family’s accountant, attorney, insurance agents, and other key advisors.
• Estate, Gift & Trust Planning – Includes explanation, summaries, and illustrations of existing and proposed estate planning documents and strategies. Includes recommendations and education on additional strategies, considerations for making updates periodically, and further coordination with the family’s tax and legal advisor(s) to implement agreed upon strategies or updates.
• Income Tax Planning – Includes planning for the minimization of tax including asset location, tax loss harvesting and gain minimization planning, charitable asset selection, facilitation of income tax payments, and coordination with the family’s tax advisor(s).
• Financial Planning – Includes planning related to cash flow analysis, capital sufficiency modeling, lifestyle goals, credit usage, major asset purchases or liquidations, and significant life events.
• Philanthropic Planning – Includes defining philanthropic goals, education on philanthropic vehicles, and strategies for maximizing the benefits of philanthropy across the family and the organizations they choose to benefit.
• Education – Includes both individual and group-based learning sessions around various planning, tax, investment, and other topics with an intention of growing not only the family’s financial capital but non- financial capital as well. These topics while commonly focused on younger generations are generally available across all generations.
• Governance – Includes facilitation of family meetings often across multiple generations around shared ownership, philanthropy, decision-making, or shared goals and objectives. Provides a structured forum for the growth of a family’s non-financial capital.
• Assistance with Trust Administration – Includes advice around trustee selection and ongoing guidance, general understanding of trust purposes, and provisions. Often involves education for grantors, trustees, and beneficiaries on their respective roles and responsibilities.
• Consolidated Reporting Services – Allows the family to customize how their assets are reported by offering a view across multiple accounts or entities in a single statement and/or to segregate assets within accounts. This service may include assets not generally managed by Compound such as closely- held private family assets. Allows the family and their advisors to understand and monitor the total family balance sheet and provide comprehensive and integrated advice from a vantage point inclusive of the family’s entire wealth landscape. This may require an additional fee depending on the nature and complexity of the non-managed assets on which reporting is being provided. Any additional fees will be mutually agreed to in advance.
• Asset Protection Planning and Review – Includes review and discussion of strategies that may avoid or minimize a portion of a family’s balance sheet at risk. These strategies will be evaluated on the benefits they may provide against the degree and likelihood of loss and the complexity

and administration they may require to achieve such protections.
• Liability Risk Management Planning and Review – Includes advice on a combination of mitigation strategies including the use of special purpose entities, trusts, and/or various insurance tools. We will review the family’s assets and liabilities to determine: location, titling, and ownership structure. We will review existing or proposed policies and, after receiving your permission, we may facilitate reviews with unaffiliated third-party professionals. Compound does not receive compensation for recommending or placing insurance nor do we receive compensation from such third parties with whom we may involve to review your situation.
• Estate Tax Liquidity Planning and Review –Includes determination of estate tax liquidity needs and determination of potential liquidity sources including asset liquidations and life insurance. We will review existing or proposed policies and, after receiving your permission, we may facilitate reviews with unaffiliated third-party professionals. Compound does not receive compensation for recommending or placing insurance nor do we receive compensation from such third parties with whom we may involve to review your situation. The advice we propose is designed to achieve the client’s desired goals which may require revision to meet changing circumstances. Our recommendations are based on your situation from the information provided to the firm. Families may choose to accept or reject our recommendations. We should be notified promptly of any change to your situation, goals, objectives, or needs. Note: Information related to tax and legal consequences that is provided as part of our family office services is for informative purposes only and should not be considered tax or legal advice or a substitute for tax or legal advice. Families are instructed to contact their tax or legal advisors for personalized advice. Portfolio Management As part of its overall family office services, Compound offers continuous discretionary and non-discretionary portfolio management services. Discretionary portfolio management means we will make investment decisions and place buy or sell orders in your account without contacting you. These decisions are made based on your stated investment objectives. You may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors by providing us with your restrictions or guidelines in writing. Non-discretionary portfolio management service means that we must obtain your approval prior to making any transactions in your account. Our investment advice is tailored to meet your needs and investment objectives. If you decide to hire our firm to manage your portfolio, we will meet with you to gather your financial information, determine your goals, and decide how much risk you should take in your investments. The information we gather will help us implement an asset allocation strategy that will be specific to your goals. Once your investment portfolio is constructed, we will monitor your portfolio’s performance on a continuous basis, and rebalance the portfolio as we deem appropriate, as changes occur in market conditions and/or your circumstances. Stand-Alone Planning Services At our sole discretion, we may enter into stand-alone, planning-only engagements, which do not include portfolio management services. Prior to engaging Compound to provide stand-alone planning services, clients will be required to enter into a written Family Office Services Planning Agreement. The Family Office Services Planning Agreement will set forth the fees, terms, and conditions of the engagement and will describe the scope of the services to be provided. Selection of Third Party Investment Managers As part of our investment advisory services, depending on your particular needs and circumstances, we may engage the services of unaffiliated third party investment managers to manage all or a portion of your investment portfolio. After gathering information about your financial situation and objectives, we will select third party investment managers based on an assessment of the manager’s investment philosophy, process, fees, ownership and compensation structure, historical performance, and personal integrity of its management and personnel. We will monitor the third-party investment managers’ performance to determine if their management and investment style remains aligned with your investment goals and objectives. The third-party investment manager(s) will actively manage their assigned portion of your investment portfolio and will assume discretionary investment authority over such portion of your account. We will assume discretionary authority to hire and fire third party investment manager(s) and/or to reallocate your assets to other third party investment manager(s) where we deem such action to be appropriate and in your best interest. Neither our firm nor persons associated with our firm serve as an officer, director, or employee of any third party investment managers. Wrap Fee Programs We do not sponsor, manage, or participate in any wrap fee programs. Types of Investments Compound does not recommend one particular type of securities over others, but we provide advice on various types of securities, such as exchange listed equities, over the counter equities, foreign issues, foreign currencies, American depository receipts, warrants, corporate debt securities, commercial paper, certificates of deposit, municipal securities, investment company securities (including mutual funds and exchange traded funds), US Government securities, options contracts on securities and/or commodities, futures contracts, and interests in partnerships investing in real estate, oil, and gas, hedge funds, fund-of-funds, or other private equity investments. Additionally, we may provide advice on existing investments that you may hold at the inception of the advisory relationship or on other types of investments for which you request specific advice. Assets Under Management As of December 31, 2023, we had approximately $463,668,532 in client assets under discretionary management. We did not have any non-discretionary assets under management.