Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 02/27/2009
ADV Location NAPERVILLE, IL, United States
Contact Info 630 xxxxxxx
Websites
AUM* 133,990,107 -1%
of that, discretionary 133,990,107 -1%
Number of Employees 4 -33%
of those in investment advisory functions 3 -40%
Private Fund GAV* 0
Avg Account Size 533,825 2%
% High Net Worth 80.41% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

169M 145M 121M 97M 72M 48M 24M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary