Sequent provides Family Office Wealth Management, Investment Management, Financial Counseling, and Portfolio Consulting and Fiduciary Coordination services to individuals, including closely held business owners, senior corporate executives, retirees, trusts, estates, charitable organizations and corporations or other business groups. Traditional Advisory Business As a comprehensive multi‐family office, we provide advice to families who have, had or will have their own business. Be it a multi‐generational family owning and running a closely held business or a high‐ ranking corporate executive of a publicly traded or privately held company or a professional with their own practice; our differentiation is not in what we do, but rather what our clients do and how we help them do it better. We help families at key financial crossroads in life, such as births, deaths or divorces, starting a business, retirement, selling a business, etc. Investment advisory, personal and business financial counseling services are provided to high‐net‐ worth families, trusts, estates and charitable organizations, corporations or other business entities. Investment advice, financial counseling and comprehensive portfolio management services are provided on a continuing basis. The Firm has provided these services since 2008. For each client family, we review their goals and objectives, their specific concerns and risks and their assets and earnings, and from this personal data, an allocation strategy and personal financial plan is custom designed, recommended and implemented. We provide a holistic service approach that includes: (1) Family Office Wealth Management Services Sequent’s family office is a holistic wealth management solution. Our services include a comprehensive review, analysis, and recommendations combined with the ongoing management for a family’s accumulating wealth in any type of account (personal, trust, retirement, charitable, etc.) to include asset allocation determination (by account and overall) and tactical adjustments to specific investment holdings over time in keeping with lifestyle changes and prevailing or anticipated economic and market conditions. Sequent’s family office management services include review, analysis, and recommendations across the seven key areas of a family’s personal financial situation: (1) Balance Sheet; assets and debts, (2) Cash Flow; income and expenses, (3) Accumulation; savings for retirement, college funding, etc., (4) Insurance, (5) Tax; income, capital gains, business, gift and estate, (6) Estate & Gift planning, and (7) Business/Succession planning. (2) Investment Management Services Sequent provides investment management on a stand‐alone basis, upon request, to meet client requirements. Fees are negotiable. This service offering entails a detailed, fiduciary–based investment process centered on an investment committee format. (3) Financial Counseling Services Sequent provides financial counseling services on a stand‐alone basis, which include review, analysis and planning recommendations provided across any or all of the key areas noted above. An Overview of the Firm Sequent was formed in 2008 as a multi‐family office and professional investment management firm dedicated to serving a select number of client families and their needs. Sequent is directly owned by Hartzell, LLC, and MadsenWaters, LLC. Tim Hartzell and David Doll are Managing Members of their respective limited liability companies. As partners, we decided early on that what we were seeking to create was a boutique firm, a firm focused on serving highly ranking corporate executives, professionals and families that have, had or will have a closely held business. We have also responded to the request from peer firms to offer parallel services to support their firms and maximize efficiencies. Having spent time at large organizations, we were well aware of the distractions that come with managing a large staff along with overseeing the company itself. We decided to be selective with those that we work with, ensuring for our client families that our differentiation would truly be not what we do, but rather what our clients do and how we help them to do it better. We strive to provide client comfort and trust by being more intimate, and more connected with each family, avoiding the normal dilution that occurs as a firm/individual grows in clients and accounts. We travel extensively to know and be a part of our clients’ lives, working with over thirty families in over a dozen states and several countries. Sequent partners have considerable international experience in helping families and executives with investment and business activities from the US to Europe, Latin America and the Far East. Why Sequent? Quite simply, our experience and commitment focus is on serving families that have, had or will have their own business. Forged through decades of working exclusively with closely held business owners and high‐ranking corporate executives, we have a body of knowledge and deployable skill sets in the areas that most impact the accumulation and transfer of wealth for our client

families. As a comprehensive multi‐family office, we dedicate ourselves to providing custom tailored and client specific solutions for our families. We help families to focus on maximizing and balancing personal and corporate investments and developing replacement cash flow and liquidity. Additionally, we help coordinate business leadership transitions along with wealth transfers from one generation to the next and optimizing financial decisions to mitigate the impact of current and future taxation on a family’s wealth. Sequent partners are involved with each client, providing the wealth of our multi‐disciplinary talents across each family’s needs. We keep administrative costs and distractions to a minimum by being selective in the type of client families we serve. This allows us to spend more time focusing our attention on our clients’ financial affairs. Our services are much broader than financial planning, investments, and fiduciary account management. We seek to serve as a family’s personal chief financial officer to both recommend and coordinate matters important to them. We utilize a proven process honed over time that focuses on cash flow as the bedrock element in long‐term financial success and comfort for each family. As a fee‐only family office firm, the only revenue earned by our firm is fees paid to us by our client families or by firms that seek our investment / counseling advice. Key Personnel Sequent is overseen by a team of its most senior members and largest shareholders. Our Management Team consists of: Tim S. Hartzell, Founder & Manager, Chief Investment Officer & Chief Compliance Officer Tim is a Founder and Manager, and the Chief Investment and Chief Compliance Officer of Sequent. Tim heads up the investment operation as well as overseeing compliance for the firm. As the CIO, Tim chairs the Investment Committee and is responsible for the formation of investment policy, strategy, selection and implementation for client accounts. Prior to his founding Sequent in 2008, Tim was the Chief Investment Officer for Legacy Asset Management and Kanaly Trust Company. Tim was also the Southwest Regional Director of Wells Fargo’s Institutional Trust Group. Tim holds a BA in Business Administration with a concentration in Economics and Finance from the University of Mount Union, a Master of Science in Banking and Financial Services from Boston University, is a Chartered Financial Analyst (CFA) and a graduate of the Harvard Business School’s executive program of Investment Management. Tim has completed the American Bankers Association’s National Graduate Trust School at Northwestern University and the Asset/Liability Management School at the University of Colorado, Boulder. Tim serves as an Arbiter for the Financial Industry Regulatory Authority (FINRA) and a lecturer for the Chartered Financial Analyst study review course for Kaplan Professional Education Corp. Tim has over 42 years of experience in investment management. Tim has appeared on CNBC and Bloomberg Television and frequently provides economic and market commentary for Bloomberg Radio. He has been quoted in the New York Times and Smart Money, and by Bloomberg and Reuters news services. David M. Doll, Founder & Chief Executive Officer David is a Founder and the Chief Executive Officer (CEO) of Sequent. His primary responsibilities relate to the coordination and management of client family financial affairs. David is also the President and Chief Executive Officer of L.E. Jones Company, Inc. Prior to his founding of Sequent in 2008, David was with Kanaly Trust Company for nearly twenty years, where he rose to become the firm’s President and CEO for five years as well as heading both its investment and trust committees. He also was a Regional Manager for Boatmen’s Trust Company of Texas, and before that, a Management Consultant for KPMG Peat Marwick. David holds both undergraduate and graduate business degrees from the University of Houston with concentrations in finance and tax, respectively. David is an honors graduate from the National Graduate Trust School at Northwestern University in Chicago, Illinois where he earned the Certified Trust and Financial Advisor designation. David has been quoted in the Wall Street Journal, Forbes, the Houston Chronicle and Houston Business Journal and other newspapers and magazines and he is a frequent guest on CNBC and Bloomberg Television. His specific area of expertise is his knowledge and experience working with families who have operating businesses in the US and overseas as well as with corporate executives leading significant public and private companies. He is recognized and called on as an expert in the areas of succession planning and strategic leadership within family businesses along with taxation and trust and estate matters where he has been called on to provide expert witness testimony and support in complex fiduciary litigation. Assets Under Management Our assets under management, as of December 31, 2023, are $884,780,494 managed on a discretionary basis as defined by the SEC.