Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/08/2008
ADV Location KATONAH, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 1,367,129,887 30%
of that, discretionary 832,548,371 71%
Number of Employees 18 38%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 2,267,214 -1%
% High Net Worth 76.12% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

833M 714M 595M 476M 357M 238M 119M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46436E718 Stock NameISHARES TR $ Position$108,448,771 % Position22.00% $ Change2918.00% # Change2918.00%
Stck Ticker98149E303 Stock NameWORLD GOLD TR $ Position$99,295,570 % Position20.00% $ Change-12.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$18,373,781 % Position4.00% $ Change103.00% # Change78.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$20,308,829 % Position4.00% $ Change4.00% # Change0.00%
Stck Ticker25820R105 Stock NameDORCHESTER MINERALS L P $ Position$20,276,331 % Position4.00% $ Change-7.00% # Change0.00%
Stck TickerN07059210 Stock NameASML HLDG NV $ Position$8,677,937 % Position2.00% $ Change44.00% # Change-4.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,674,363 % Position2.00% $ Change-2.00% # Change-21.00%
Stck Ticker025537101 Stock NameAMERICAN ELEC PWR CO INC $ Position$7,613,750 % Position2.00% $ Change4.00% # Change0.00%
Stck Ticker46137V100 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$11,241,123 % Position2.00% $ Change7.00% # Change0.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$10,452,897 % Position2.00% $ Change13.00% # Change9.00%

Brochure Summary