9AT: D'ANNUNZIO CONSULTING GROUP, LLC

D'ANNUNZIO CONSULTING GROUP, LLC

D'ANNUNZIO CONSULTING GROUP, LLC

Adviser Profile

As of Date	08/01/2026
Registration status	Terminated
ADV Location	TACOMA, WA, United States
Contact Info	253 xxxxxxx
Websites

AUM^*	1,900,775,791 16%
of that, discretionary	0
Number of Employees	4
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	46,360,385 30%
% High Net Worth	78.05% 6%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 815M 543M 272M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

D’Annunzio Consulting Group, LLC (“DCG”) is a Tacoma, Washington based investment advisory firm established by its principal, Holly D’Annunzio, in June 2007. The firm offers non-discretionary investment advice (consulting services) to a select group of clients (primarily high-net-worth families, their related trusts and entities and private foundations). As of December 31, 2023, DCG had regulatory assets under management (RAUM) of approximately $1,641,000,000. The types of services we offer include helping clients decide which assets and money managers to include in their portfolio, the amounts to commit to each asset class and money manager, and individual company research for some clients. We advise on both public securities and private companies. The bulk of our advice is implemented through unaffiliated money managers who have discretion to buy and sell for that portion of the client account they have been hired for. Since our advice is non-discretionary, the client hires the underlying managers – not us. We may negotiate fees on our clients’ behalf when possible. We do not pool our clients’ money with that of any other client. A small portion of our advice involves the direct purchase of securities in cases where a money manager is not needed (such as U.S. Treasury securities); for temporary hedging purposes

(short selling); for individual stock or bond speculation (special opportunities); or for investment in private companies (angel investing). We do not make recommendations regarding individual real estate properties. While many clients choose to have margin accounts which allow them to invest using borrowed money, our investment advice normally involves fully paid securities. To the extent borrowing is desired we will negotiate lending rates when possible. Since every client is unique our advice is customized. Because of this customization, client portfolios do not look or behave the same. Clients may restrict the types of securities they wish to be included in our recommendations to them. Another part of our ongoing supervisory service involves the reporting of investment results to our clients. Each quarter, clients receive written reports, delivered in hard copy or electronic format. Performance reports explain how their investments have fared compared to appropriate benchmarks. These reports are customized depending on the needs of the client. We also provide a thorough review of world markets over the previous quarter and comments on the overall economy To facilitate decision-making, clients are provided with as much written and other information as needed for their own unique situation and comfort levels.