Adviser Profile

As of Date 08/07/2026
Registration SEC, Approved, 10/30/2017
Other registrations (1)
ADV Location LIVERMORE, CA, United States
Contact Info (92 xxxxxxx
Websites
AUM* 182,866,843 10%
of that, discretionary 0
Number of Employees 3 50%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,451,324 -4%
% High Net Worth 67.57% -23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

183M 157M 131M 104M 78M 52M 26M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary