Adviser Profile

As of Date 09/24/2026
Registration SEC, Approved, 03/30/2007
Other registrations (2)
Contact Info 202 xxxxxxx
Websites
AUM* 1,698,115,469 32%
of that, discretionary 1,512,564,172 34%
Number of Employees 9 29%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 2,398,468 1%
% High Net Worth 19.84% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 864M 648M 432M 216M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary