Adviser Profile

As of Date 09/21/2026
Registration SEC, Approved, 07/05/1994
ADV Location LOUISVILLE, KY, United States
Contact Info 502 xxxxxxx
Websites
AUM* 2,768,774,437 31%
of that, discretionary 2,200,360,631 32%
Number of Employees 10 -9%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 3,376,554 19%
% High Net Worth 42.80% -20%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 943M 629M 314M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287309 Stock NameISHARES TR $ Position$83,718,799 % Position40.00% $ Change20.00% # Change-1.00%
Stck Ticker464287499 Stock NameISHARES TR $ Position$44,953,077 % Position21.00% $ Change10.00% # Change-3.00%
Stck Ticker92206C730 Stock NameVANGUARD SCOTTSDALE FDS $ Position$22,803,716 % Position11.00% $ Change15.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$9,552,511 % Position5.00% $ Change15.00% # Change0.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$7,463,645 % Position4.00% $ Change2.00% # Change-11.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$9,307,597 % Position4.00% $ Change13.00% # Change0.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$5,834,163 % Position3.00% $ Change17.00% # Change0.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$5,663,855 % Position3.00% $ Change18.00% # Change3.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$3,652,374 % Position2.00% $ Change6.00% # Change-1.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$3,751,348 % Position2.00% $ Change11.00% # Change0.00%

Brochure Summary