| As of Date | 09/21/2026 |
| Registration | SEC, Approved, 07/05/1994 |
| ADV Location | LOUISVILLE, KY, United States |
| Contact Info | 502 xxxxxxx |
| Websites |
| AUM* | 2,768,774,437 31% |
| of that, discretionary | 2,200,360,631 32% |
| Number of Employees | 10 -9% |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 3,376,554 19% |
| % High Net Worth | 42.80% -20% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker464287309 | Stock NameISHARES TR | $ Position$83,718,799 | % Position40.00% | $ Change20.00% | # Change-1.00% |
| Stck Ticker464287499 | Stock NameISHARES TR | $ Position$44,953,077 | % Position21.00% | $ Change10.00% | # Change-3.00% |
| Stck Ticker92206C730 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$22,803,716 | % Position11.00% | $ Change15.00% | # Change0.00% |
| Stck Ticker922908363 | Stock NameVANGUARD INDEX FDS | $ Position$9,552,511 | % Position5.00% | $ Change15.00% | # Change0.00% |
| Stck Ticker464287622 | Stock NameISHARES TR | $ Position$7,463,645 | % Position4.00% | $ Change2.00% | # Change-11.00% |
| Stck Ticker464287598 | Stock NameISHARES TR | $ Position$9,307,597 | % Position4.00% | $ Change13.00% | # Change0.00% |
| Stck Ticker92206C680 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$5,834,163 | % Position3.00% | $ Change17.00% | # Change0.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$5,663,855 | % Position3.00% | $ Change18.00% | # Change3.00% |
| Stck Ticker464287408 | Stock NameISHARES TR | $ Position$3,652,374 | % Position2.00% | $ Change6.00% | # Change-1.00% |
| Stck Ticker46137V357 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$3,751,348 | % Position2.00% | $ Change11.00% | # Change0.00% |