{{ Info.Overview }}

Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 09/21/1979
ADV Location WAUKESHA, WI, United States
Contact Info 262 xxxxxxx
Websites
AUM* 6,076,522,387 35%
of that, discretionary 5,520,702,623 39%
Number of Employees 60 -2%
of those in investment advisory functions 28 4%
Private Fund GAV* 0
Avg Account Size 1,527,148 13%
% High Net Worth 31.00% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

6B 5B 4B 3B 2B 2B 789M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser FORTHRIGHT PARTNERS LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM136.5m #Funds-
Adviser RAFFA INVESTMENT ADVISERS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.7b #Funds-
Adviser WEALTHHARBOR CAPITAL GROUP, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM334.7m #Funds-
Adviser NARWHAL CAPITAL MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM2.1b #Funds-
Adviser JAG CAPITAL MANAGEMENT LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.9b #Funds-
Adviser STEGNER INVESTMENT ASSOCIATES INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM2.8b #Funds-
Adviser PROVIDENCE FINANCIAL ADVISORS, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM428.1m #Funds-
Adviser WELLSPRING FINANCIAL PARTNERS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-
Adviser BOS ASSET MANAGEMENT, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.0b #Funds-
Adviser LEAR INVESTMENT MANAGEMENT Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM1.2b #Funds-

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$170,390,886 % Position4.00% $ Change17.00% # Change2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$158,684,358 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$121,984,628 % Position3.00% $ Change20.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$112,385,212 % Position3.00% $ Change4.00% # Change3.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$70,071,955 % Position2.00% $ Change89.00% # Change-7.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$86,236,846 % Position2.00% $ Change16.00% # Change1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$63,511,284 % Position2.00% $ Change18.00% # Change-3.00%
Stck Ticker88634W108 Stock NameTIDAL TRUST I $ Position$86,912,692 % Position2.00% $ Change26.00% # Change0.00%
Stck Ticker806857108 Stock NameSLB LIMITED $ Position$23,292,130 % Position1.00% $ Change-18.00% # Change-9.00%
Stck Ticker92537N108 Stock NameVERTIV HOLDINGS CO $ Position$32,258,146 % Position1.00% $ Change11.00% # Change-17.00%

Brochure Summary