Adviser Profile
| As of Date | 04/15/2026 |
| Registration | SEC, Approved, 02/23/2007 |
| ADV Location | SANTA BARBARA, CA, United States |
| Contact Info | 805 xxxxxxx |
| Websites |
| AUM* | 556,811,058 35% |
| of that, discretionary | 556,337,146 35% |
| Number of Employees | 6 20% |
| of those in investment advisory functions | 4 -20% |
| Private Fund GAV* | 0 |
| Avg Account Size | 583,659 30% |
| % High Net Worth | 43.77% 6% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
556M
477M
397M
318M
238M
159M
79M
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
No private funds