Adviser Profile

As of Date 10/18/2025
Registration status Terminated
ADV Location SANTA BARBARA, CA, United States
Contact Info 805 xxxxxxx
Websites
AUM* 1,838,826,513 -3%
of that, discretionary 1,833,161,059 -3%
Number of Employees 42 2%
of those in investment advisory functions 27
Private Fund GAV* 0 -100%
Avg Account Size 880,664 -5%
% High Net Worth 54.92% 8%
SMA’s Yes
Private Funds 0 5

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 812M 541M 271M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000000000 Stock NameN/A $ Position$ % Position $ Change # Change

Brochure Summary