Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 01/29/2007
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 128,657,824 32%
of that, discretionary 128,657,824 32%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 609,753 36%
% High Net Worth 52.94% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

169M 145M 120M 96M 72M 48M 24M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date08/22/2025 Form ADV-E View Report
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date09/30/2024 Form ADV-E View Report
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date10/18/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$35,782,412 % Position32.00% $ Change27.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$28,256,737 % Position25.00% $ Change15.00% # Change0.00%
Stck Ticker46138J585 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$7,380,417 % Position7.00% $ Change1.00% # Change1.00%
Stck Ticker46138J395 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$6,822,243 % Position6.00% $ Change2.00% # Change1.00%
Stck Ticker46138J452 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$7,249,131 % Position6.00% $ Change1.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$5,650,043 % Position5.00% $ Change8.00% # Change-6.00%
Stck Ticker46138J635 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$4,543,552 % Position4.00% $ Change-12.00% # Change-11.00%
Stck Ticker92347M100 Stock NameVERITONE INC $ Position$3,611,125 % Position3.00% $ Change-25.00% # Change7.00%
Stck Ticker464287515 Stock NameISHARES TR $ Position$1,931,592 % Position2.00% $ Change484.00% # Change416.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$2,515,131 % Position2.00% $ Change69.00% # Change47.00%