Adviser Profile

As of Date 04/30/2026
Registration SEC, Approved, 08/01/1985
ADV Location BERMUDA RUN, NC, United States
Contact Info 336 xxxxxxx
Websites
AUM* 1,167,000,000 28%
of that, discretionary 1,144,000,000 28%
Number of Employees 5 25%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 637,009 27%
% High Net Worth 18.18% 33%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 981M 817M 654M 490M 327M 163M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker09661T107 Stock NameBNY MELLON ETF TRUST $ Position$55,967,875 % Position8.00% $ Change74.00% # Change52.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$45,814,296 % Position7.00% $ Change12.00% # Change-3.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$42,701,355 % Position6.00% $ Change9.00% # Change276.00%
Stck Ticker78464A805 Stock NameSPDR SERIES TRUST $ Position$38,137,426 % Position5.00% $ Change17.00% # Change2.00%
Stck Ticker74933W536 Stock NameRBB FD INC $ Position$25,847,382 % Position4.00% $ Change0.00% # Change1.00%
Stck Ticker316092840 Stock NameFIDELITY COVINGTON TRUST $ Position$26,155,920 % Position4.00% $ Change8.00% # Change-1.00%
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$28,110,619 % Position4.00% $ Change-19.00% # Change-30.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$22,646,223 % Position3.00% $ Change13.00% # Change0.00%
Stck Ticker02368W408 Stock NameAMERICAN BEACON SELECT FUNDS $ Position$18,073,161 % Position3.00% $ Change-6.00% # Change0.00%
Stck Ticker464288109 Stock NameISHARES TR $ Position$23,894,314 % Position3.00% $ Change8.00% # Change-1.00%

Brochure Summary