Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 05/15/2006
ADV Location MELVILLE, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 1,253,310,566 42%
of that, discretionary 1,253,310,566 42%
Number of Employees 16 7%
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 495,380 -2%
% High Net Worth 44.66% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 895M 716M 537M 358M 179M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$166,765,079 % Position18.00% $ Change13.00% # Change-1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$88,083,213 % Position10.00% $ Change90.00% # Change66.00%
Stck Ticker01989A308 Stock NameALLSPRING EXCHANGE TRADED FU $ Position$52,260,226 % Position6.00% $ Change # Change
Stck Ticker464287226 Stock NameISHARES TR $ Position$46,352,176 % Position5.00% $ Change5.00% # Change5.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$50,423,264 % Position5.00% $ Change20.00% # Change0.00%
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$49,489,501 % Position5.00% $ Change11.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$34,002,266 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker33740F797 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$22,913,398 % Position2.00% $ Change26.00% # Change1.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$19,554,918 % Position2.00% $ Change12.00% # Change5.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$14,510,477 % Position2.00% $ Change19.00% # Change3.00%

Brochure Summary