Adviser Profile

As of Date 03/03/2026
Registration SEC, Approved, 11/13/1986
ADV Location NORWICH, VT, United States
Contact Info 802 xxxxxxx
Websites
AUM* 571,222,836 12%
of that, discretionary 571,222,836 12%
Number of Employees 9 13%
of those in investment advisory functions 8 167%
Private Fund GAV* 0
Avg Account Size 856,406 16%
% High Net Worth 60.31% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

571M 490M 408M 326M 245M 163M 82M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees