Adviser Profile

AUM* 1,379,061,513 41%
of that, discretionary 1,379,061,513 41%
Number of Employees 24 4%
of those in investment advisory functions 7 -13%
Private Fund GAV* 0
Avg Account Size 710,490 -49%
% High Net Worth 44.85% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 985M 788M 591M 394M 197M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$85,715,080 % Position7.00% $ Change93.00% # Change69.00%
Stck Ticker78464A805 Stock NameSPDR SERIES TRUST $ Position$69,489,204 % Position6.00% $ Change18.00% # Change3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$75,869,590 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker09290C103 Stock NameBLACKROCK ETF TRUST $ Position$58,768,179 % Position5.00% $ Change22.00% # Change4.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$51,623,261 % Position4.00% $ Change-3.00% # Change-9.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$48,552,674 % Position4.00% $ Change22.00% # Change1.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$33,556,270 % Position3.00% $ Change-17.00% # Change-23.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$37,726,117 % Position3.00% $ Change0.00% # Change-15.00%
Stck Ticker09290C780 Stock NameBLACKROCK ETF TRUST $ Position$32,618,114 % Position3.00% $ Change59.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$37,919,365 % Position3.00% $ Change14.00% # Change0.00%

Brochure Summary