Adviser Profile

As of Date 07/30/2026
Registration SEC, Approved, 01/13/2006
ADV Location MOBILE, AL, United States
Contact Info 251 xxxxxxx
Websites
AUM* 2,657,582,515 32%
of that, discretionary 1,907,705,857 31%
Number of Employees 17 13%
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 1,098,175 13%
% High Net Worth 37.95% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 818M 545M 273M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name MCDERMOTT & SMITH, PC Filing Date11/24/2025 Form ADV-E View Report
Accounting Firm Name MCDERMOTT & SMITH, PC Filing Date01/14/2025 Form ADV-E View Report
Accounting Firm Name MCDERMOTT & SMITH, PC Filing Date02/08/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$55,458,204 % Position7.00% $ Change23.00% # Change523.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$46,636,312 % Position6.00% $ Change22219.00% # Change19994.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$38,527,661 % Position5.00% $ Change154.00% # Change121.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$39,776,365 % Position5.00% $ Change20.00% # Change329.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$27,462,219 % Position3.00% $ Change242.00% # Change200.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$14,880,376 % Position2.00% $ Change1880.00% # Change1493.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$12,670,301 % Position2.00% $ Change45.00% # Change17.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$16,754,982 % Position2.00% $ Change7.00% # Change6.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$18,858,813 % Position2.00% $ Change2297.00% # Change1989.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$16,028,033 % Position2.00% $ Change19.00% # Change3.00%

Brochure Summary