Adviser Profile

AUM* 1,012,991,000 35%
of that, discretionary 1,012,991,000 35%
Number of Employees 80 -2%
of those in investment advisory functions 80 -2%
Private Fund GAV* 0
Avg Account Size 196,812 0%
% High Net Worth 3.99% 79%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 868M 724M 579M 434M 289M 145M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR ETF UNIT SER 1 $ Position$33,302,553 % Position6.00% $ Change26.00% # Change-1.00%
Stck Ticker33733E104 Stock NameFIRST TRUST CAPITAL ETF STRENGTH $ Position$26,311,822 % Position5.00% $ Change0.00% # Change-1.00%
Stck Ticker78464A854 Stock NameSTATE STREET SPDR ETF PORTFOLIO S&P 500 $ Position$21,415,818 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker46137V357 Stock NameINVESCO TR ETF S&P 500 EQUAL WEIGHT $ Position$15,162,499 % Position3.00% $ Change7.00% # Change-3.00%
Stck Ticker039491600 Stock NameARCHER INVT SER TR ETF GROWTH $ Position$13,887,341 % Position3.00% $ Change28.00% # Change9.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$8,341,063 % Position2.00% $ Change12.00% # Change-2.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$9,909,125 % Position2.00% $ Change44.00% # Change11.00%
Stck Ticker33740U679 Stock NameFIRST TR VIII VEST ETF US EQUITY MODERATE BUFFER EQUITY $ Position$12,985,388 % Position2.00% $ Change4.00% # Change-3.00%
Stck Ticker45783Y855 Stock NameINNOVATOR ETF TR DEFINED WEALTH SHIELD $ Position$11,270,624 % Position2.00% $ Change9.00% # Change7.00%
Stck Ticker46654Q757 Stock NameJPMORGAN ETF INTERNATIONAL VALUE $ Position$9,954,671 % Position2.00% $ Change18.00% # Change10.00%

Brochure Summary