Adviser Profile

As of Date 02/06/2026
Registration SEC, Approved, 03/05/2021
Other registrations (1)
Contact Info 914 xxxxxxx
AUM* 37,953,162 31%
of that, discretionary 37,871,146 31%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 575,048 105%
% High Net Worth 54.55% 436%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

38M 32M 27M 22M 16M 11M 5M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees