Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 08/19/2005
ADV Location ALBANY, NY, United States
Contact Info 518 xxxxxxx
Websites
AUM* 305,061,951 -3%
of that, discretionary 305,061,951 -3%
Number of Employees 12 -8%
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 101,687,317 -3%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

382M 328M 273M 218M 164M 109M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees