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Adviser Profile

As of Date 03/27/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 5
of those in investment advisory functions 4
Registration SEC, Approved, 07/02/1999
AUM* 848,373,480 -0.35%
of that, discretionary 848,373,480 -0.35%
Private Fund GAV* 0
Avg Account Size 70,697,790 -8.65%
SMA’s No
Private Funds 0
Contact Info 701 xxxxxxx

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
1B 999M 833M 666M 500M 333M 167M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$28,516,320 % Position4.00% $ Change2.00% # Change-24.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$19,547,000 % Position3.00% $ Change-21.00% # Change-13.00%
Stck Ticker65339F101 Stock NameNEXTERA ENERGY $ Position$21,148,550 % Position3.00% $ Change-7.00% # Change10.00%
Stck Ticker87807B107 Stock NameTC Energy Corp $ Position$17,774,460 % Position3.00% $ Change138.00% # Change143.00%
Stck Ticker717081103 Stock NamePFIZER INC $ Position$10,187,520 % Position2.00% $ Change2.00% # Change12.00%
Stck Ticker713448108 Stock NamePEPSICO INC $ Position$10,035,960 % Position2.00% $ Change-11.00% # Change0.00%
Stck Ticker71424F105 Stock NamePERMIAN RESOURCE $ Position$11,230,780 % Position2.00% $ Change-6.00% # Change-11.00%
Stck Ticker617446448 Stock NameMORGAN STANLEY $ Position$11,943,400 % Position2.00% $ Change15.00% # Change-5.00%
Stck Ticker744320102 Stock NamePRUDENTL FINL $ Position$9,660,195 % Position2.00% $ Change-2.00% # Change0.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$11,060,640 % Position2.00% $ Change-10.00% # Change0.00%