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Adviser Profile

As of Date 04/10/2026
Registration SEC, Approved, 08/20/2003
Other registrations (9)
ADV Location ENGLEWOOD, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 9,217,163,038 77%
of that, discretionary 9,212,991,461 77%
Number of Employees 200
of those in investment advisory functions 200
Private Fund GAV* 0
Avg Account Size 276,145 13%
% High Net Worth 2.85% 63%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

9B 8B 7B 5B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$161,617,848 % Position3.00% $ Change19.00% # Change4.00%
Stck Ticker78462F103 Stock NameSPDR S P 500 ETF TR $ Position$133,723,256 % Position3.00% $ Change6.00% # Change-7.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$115,518,162 % Position2.00% $ Change11.00% # Change-4.00%
Stck Ticker46429B697 Stock NameISHARES TR $ Position$113,559,267 % Position2.00% $ Change7.00% # Change3.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$104,068,409 % Position2.00% $ Change44.00% # Change25.00%
Stck Ticker464287689 Stock NameISHARES TR $ Position$71,564,475 % Position1.00% $ Change13.00% # Change-2.00%
Stck Ticker47103U886 Stock NameJANUS DETROIT STR TR $ Position$66,119,846 % Position1.00% $ Change2.00% # Change2.00%
Stck Ticker78464A854 Stock NameSPDR SER TR $ Position$59,435,196 % Position1.00% $ Change10.00% # Change-4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$58,882,770 % Position1.00% $ Change22.00% # Change7.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$49,643,309 % Position1.00% $ Change80.00% # Change80.00%