9AT: PROSTATIS FINANCIAL ADVISORS GROUP

PROSTATIS FINANCIAL ADVISORS GROUP

PROSTATIS FINANCIAL ADVISORS GROUP

MCPHERSON FINANCIAL GROUP

PROSTATIS GROUP LLC

PROSTATIS FINANCIAL ADVISORS GROUP, LLC

GAME CHANGER WEALTH

PROSTATIS MANAGEMENT GROUP

WEALTH EDUCATIONAL SOLUTIONS

SHEPHERD WEALTH SOLUTIONS

Adviser Profile

As of Date	04/30/2026
Registration	SEC, Approved, 02/23/2018
Other registrations (3)	Maryland, Terminated, 07/20/2018 Florida, Terminated, 04/05/2018 Texas, Terminated, 04/05/2018
ADV Location	HANOVER, MD, United States
Contact Info	410 xxxxxxx
Websites

AUM^*	605,444,336 49%
of that, discretionary	604,808,962 50%
Number of Employees	27 93%
of those in investment advisory functions	16 14%
Private Fund GAV^*	0
Avg Account Size	159,076 53%
% High Net Worth	8.33% 879%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

605M 518M 432M 346M 259M 173M 86M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Prostatis Financial Advisors Group (“the Adviser”) has been in business since 2003 and Prostatis Holdings LLC is the principal owner. Investment Management Services The Adviser provides investment management services to its clients on a discretionary basis. When the Adviser manages client assets on a discretionary basis, the Adviser executes securities transactions for clients without having to obtain specific client consent prior to each transaction. Discretionary authority is limited to investments within a client’s managed accounts. However, clients may impose restrictions on investing in certain securities or types of securities. The Adviser provides investment management services that include, among other things, advice regarding asset allocation and the selection of investments, portfolio design, investment plan implementation, ongoing investment monitoring, an annual review, research, and account aggregation. The Adviser relies on the stated objectives of the client and considers the client’s risk profile and financial status prior to making any recommendations. The Adviser doesn’t participate in wrap fee programs by providing portfolio management or any other services. Assets Under Management As of December 31, 2023, the Adviser manages $396,012,062 in client assets on a discretionary basis and $3,029,909 on a nondiscretionary basis. Financial Planning & Consulting Services The Adviser provides financial planning and consulting services consistent with a client’s financial and tax status, in addition to their risk tolerance and investment objectives. Financial planning and consulting services may typically include the following and are offered based on client needs:  Financial statement preparation and analysis (including cash flow analysis, planning and budgeting)  Insurance planning and risk management  Employee benefits planning  Investment planning  Income tax planning  Retirement planning  Estate planning The financial planning and

consulting process generally include:  Establishing and defining the client-planner relationship  Gathering client data including goals  Analyzing and evaluating the client’s current financial status  Developing and presenting recommendations and/or alternatives  Implementing the recommendations  Monitoring the recommendations The Adviser starts the comprehensive financial planning process by taking a financial inventory. This generally involves gathering enough data to perform an analysis of client liabilities, cash flow, net worth and tax assessments. The Adviser also evaluates client insurance coverage and needs. The Adviser’s next step typically involves assisting clients with formalizing their goals and plotting their investment timeline as part of the financial planning process. Retainer Services Clients who elect to receive financial planning and consulting services on a retainer basis must have ongoing and comprehensive financial planning needs. Financial Planning Conflicts of Interest A conflict of interest is created whenever the Adviser or an associated person of the Adviser recommends products or services to a client for which the Adviser or an associated person receives compensation. However, clients are under no obligation to act upon any recommendations or to execute any transactions through an associated person if they decide to follow the recommendations. Advisory Referral Services The Adviser maintains referral agreements with third-party asset managers (other independent investment advisers). The Adviser gathers information about a client's financial and tax status and investment objectives in order to determine the client’s risk profile. Based on this analysis the Adviser assists the client in allocating assets among various third-party asset management programs. All third-party asset managers to whom the Adviser refers a client are licensed as investment advisers by their resident states and any applicable jurisdictions or by the Securities and Exchange Commission.

PROSTATIS FINANCIAL ADVISORS GROUP

PROSTATIS FINANCIAL ADVISORS GROUP

MCPHERSON FINANCIAL GROUP

PROSTATIS GROUP LLC

PROSTATIS FINANCIAL ADVISORS GROUP, LLC

GAME CHANGER WEALTH

PROSTATIS MANAGEMENT GROUP

WEALTH EDUCATIONAL SOLUTIONS

SHEPHERD WEALTH SOLUTIONS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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PROSTATIS FINANCIAL ADVISORS GROUP PROSTATIS FINANCIAL ADVISORS GROUP MCPHERSON FINANCIAL GROUP PROSTATIS GROUP LLC PROSTATIS FINANCIAL ADVISORS GROUP, LLC GAME CHANGER WEALTH PROSTATIS MANAGEMENT GROUP WEALTH EDUCATIONAL SOLUTIONS SHEPHERD WEALTH SOLUTIONS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

PROSTATIS FINANCIAL ADVISORS GROUP

PROSTATIS FINANCIAL ADVISORS GROUP

MCPHERSON FINANCIAL GROUP

PROSTATIS GROUP LLC

PROSTATIS FINANCIAL ADVISORS GROUP, LLC

GAME CHANGER WEALTH

PROSTATIS MANAGEMENT GROUP

WEALTH EDUCATIONAL SOLUTIONS

SHEPHERD WEALTH SOLUTIONS