Tucker Asset Management LLC (“Tucker Asset Management” and/or “the firm”) is a limited liability company organized in the State of Colorado. Karlan Tucker, through a personal trust, owns 99% of the firm. Tucker Asset Management has been offering investment advisory services since May 2015. The following paragraphs describe our services and fees. You may see the term Associated Person throughout this Brochure. As used in this Brochure, this term refers to anyone from our firm who is an officer, employee, and all individuals providing investment advice on behalf of our firm. Where required, such persons are properly licensed or registered as investment adviser representatives. Portfolio Management Services Tucker Asset Management offers discretionary portfolio management services. Discretionary portfolio management means that we chose the broker-dealer/custodian to be used, make investment decisions, and place buy or sell orders in your account without contacting you to receive your advance permission. Our investment advice is tailored to meet our clients’ needs and investment objectives. If you decide to hire our firm to assist you with the management of your portfolio, an Associated Person of Tucker Asset Management will meet with you and gather information about your financial situation, investment objectives, and any reasonable restrictions you would like to impose on the management of the account. The information we gather will help us implement an asset allocation strategy that will be specific to your needs and goals. Currently, we offer asset allocation and advisory services using proprietary portfolio models developed and managed by us or through models created and managed by various third-party investment advisers ("TPAs"). All TPAs recommended by the firm must be registered with either the Securities and Exchange Commission or with the applicable State securities division. The TPA is responsible for the research and security selection and Tucker Asset Management is responsible for the implementation of transactions either directly or through the use of third-party coordinators (“Coordinators”). All Coordinators must be registered with either the Securities and Exchange Commission or with the applicable State securities division. Accounts are managed to diversify client’s investments and may include various types of securities such as equity securities, Exchange Traded Funds (ETFs), corporate debt securities, commercial paper, certificates of deposit, municipal securities, investment company products, options (where suitable), and U.S. Government securities. Other types of investments may also be recommended where such investments are appropriate based on the client’s stated goals and objectives. Investments and allocations are determined and based on the client's predefined objectives, risk tolerance, time horizon, financial horizon, financial information, and other various suitability factors. Further restrictions and guidelines imposed by clients may affect the composition and performance of a client’s portfolio. For these reasons, the performance of the portfolio may not be identical to the average client of Tucker Asset Management. On an ongoing basis, Tucker Asset Management reviews the client’s financial circumstances and investment objectives and instructs the TPAs to make the necessary adjustments to the client’s portfolio to achieve the desired results. Tucker Asset Management offers a unique product line where asset allocation models are developed and managed by one or more of the following TPAs:

• Taiber Kosmala & Associates
• First Trust Portfolios
• Fusion Capital Management
• Brookmont Capital Management
• Liberty One Investment Management A complete description of the programs and services provided by the TPAs, the amount of total fees charged by the TPAs, and other aspects of each TPAs business are detailed and disclosed in the TPA’s Form ADV Part 2 Brochure. These Brochures will be provided to the client at the inception of services. Clients are required to provide the firm with prompt notice of any changes in their personal financial circumstances, investment objectives, goals, and tolerance for risk. Tucker Asset Management will contact clients at least annually to determine whether there have been any changes in a client's personal financial circumstances, investment objectives, and tolerance for risk. Financial Planning Services We offer financial planning, which includes a variety of services, mainly advisory in nature, regarding the management of financial resources based upon an analysis of the client’s individual needs, predefined objectives, risk tolerance, time horizon, financial horizon, financial information, liquidity needs, and other various suitability factors. The process begins with an initial complimentary consultation. Once we collect and analyze all documentation, we provide a written financial plan designed to assist the client in working toward their financial goals and objectives. We then assist the client in developing a strategy to assist the client in managing income, assets, and liabilities. The recommendations are designed to assist the client in reaching their desired goals subject to periodic evaluation of the financial plan, which may require revision to meet changing circumstances. Financial plans are based on your financial situation based on the information provided to the firm. We recommend a plan review at least annually. Updates to written plans are billable at the then- current hourly rate. In limited circumstances, you may only require advice on a single aspect of the management of your financial resources. We offer financial plans in a targeted format and/or general consulting services that address only those specific areas of interest or concern. We also offer ongoing planning and consulting services on an annual basis that may include periodic meetings with clients to review progress towards stated goals, a review of asset performance, implementation services, and minor updates to the existing plan. You are under no obligation to act on our financial planning recommendations. Should you choose to act on any of our recommendations, you are not obligated to implement the financial plan through any of our other investment advisory services. Moreover, you may act on our recommendations by placing securities transactions with any advisory, brokerage, insurance, or other professional services provider you choose. Note: Information related to tax or legal consequences provided as part of a plan or consultation is for informative purposes only. You are encouraged to contact your tax professionals or attorneys for tax or legal advice. Wrap Fee Programs A wrap fee program combines portfolio management, advisory services, and trade execution for a single fee. We do not manage or sponsor any wrap fee programs. Assets Under Management As of February 29, 2024, we managed approximately $452,365,884 in client assets on a discretionary basis, and $24,115,518 in client assets on a non-discretionary basis.