Adviser Profile

As of Date 05/18/2026
Registration SEC, Approved, 03/28/2003
ADV Location METUCHEN, NJ, United States
Contact Info 732 xxxxxxx
Websites
AUM* 333,440,657 48%
of that, discretionary 320,937,279 48%
Number of Employees 6 20%
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 551,142 20%
% High Net Worth 57.59% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

321M 275M 229M 183M 138M 92M 46M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,945,033 % Position6.00% $ Change12.00% # Change-2.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,444,275 % Position4.00% $ Change5.00% # Change5.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$5,244,530 % Position3.00% $ Change11.00% # Change10.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$4,844,379 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$6,042,401 % Position3.00% $ Change22.00% # Change-2.00%
Stck Ticker37954Y376 Stock NameGLOBAL X FDS $ Position$5,690,739 % Position3.00% $ Change3.00% # Change2.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC $ Position$2,815,654 % Position2.00% $ Change12.00% # Change-6.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$2,840,831 % Position2.00% $ Change21.00% # Change-2.00%
Stck Ticker78433H303 Stock NameNEOS ETF TRUST $ Position$3,859,378 % Position2.00% $ Change8.00% # Change0.00%
Stck Ticker46654Q203 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,677,336 % Position2.00% $ Change10.00% # Change0.00%

Brochure Summary