| As of Date | 01/30/2026 |
| Registration | SEC, Approved, 09/22/1999 |
| ADV Location | BOCA RATON, FL, United States |
| Contact Info | 561 xxxxxxx |
| Websites |
| AUM* | 378,570,000 9% |
| of that, discretionary | 378,570,000 9% |
| Number of Employees | 2 -33% |
| of those in investment advisory functions | 2 -33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 736,518 5% |
| % High Net Worth | 54.04% 8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name D BROOKS AND ASSOCIATES, CPAS, PA | Filing Date09/22/2025 | Form ADV-E View Report |
| Accounting Firm Name D BROOKS AND ASSOCIATES, CPAS, PA | Filing Date09/11/2024 | Form ADV-E View Report |
| Accounting Firm Name D BROOKS AND ASSOCIATES, CPAS, PA | Filing Date01/17/2024 | Form ADV-E View Report |