Adviser Profile

As of Date 10/23/2024
Registration status Terminated
ADV Location NORWALK, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 12,978,250,016 5%
of that, discretionary 12,967,419,110 5%
Number of Employees 23 -26%
of those in investment advisory functions 20 -20%
Private Fund GAV* 0
Avg Account Size 101,392,578 27%
% High Net Worth < 0.01% -100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Pension consultant

Client Types

- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

14B 12B 10B 8B 6B 4B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary