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Adviser Profile

AUM* 10,480,581,588 22%
of that, discretionary 10,480,581,588 22%
Number of Employees 92 11%
of those in investment advisory functions 12 -8%
Private Fund GAV* 0
Avg Account Size 75,399,868 12%
% High Net Worth 49.04% -11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

9B 7B 6B 5B 4B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name TAIT WELLER Filing Date10/28/2025 Form ADV-E View Report
Accounting Firm Name TAIT, WELLER AND BAKER Filing Date01/28/2025 Form ADV-E View Report
Accounting Firm Name TAIT, WELLER AND BAKER Filing Date01/26/2024 Form ADV-E View Report

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Top Holdings

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Stck Ticker037833100 Stock NameApple $ Position$545,403,681 % Position7.00% $ Change21.00% # Change0.00%
Stck Ticker11135F101 Stock NameBroadcom Ltd $ Position$558,841,710 % Position7.00% $ Change21.00% # Change-3.00%
Stck Ticker532457108 Stock NameEli Lilly $ Position$539,423,402 % Position7.00% $ Change6.00% # Change-17.00%
Stck Ticker02079K305 Stock NameAlphabet, Class A $ Position$478,900,067 % Position6.00% $ Change16.00% # Change-6.00%
Stck Ticker594918104 Stock NameMicrosoft $ Position$480,227,883 % Position6.00% $ Change24.00% # Change6.00%
Stck Ticker67066G104 Stock NameNVIDIA $ Position$441,468,622 % Position5.00% $ Change15.00% # Change0.00%
Stck TickerN07059210 Stock NameASML Holding NY $ Position$410,897,029 % Position5.00% $ Change-2.00% # Change-21.00%
Stck TickerG51502105 Stock NameJohnson Controls International $ Position$286,940,557 % Position4.00% $ Change-16.00% # Change-25.00%
Stck Ticker00287Y109 Stock NameAbbVie $ Position$240,562,538 % Position3.00% $ Change42.00% # Change23.00%

Brochure Summary