Adviser Profile

As of Date 07/15/2026
Registration SEC, Approved, 03/14/2003
Other registrations (1)
ADV Location BASALT, CO, United States
Contact Info 970 xxxxxxx
Websites
AUM* 272,033,000 31%
of that, discretionary 272,033,000 55%
Number of Employees 6 50%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 710,269 26%
% High Net Worth 70.63% -16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

272M 233M 194M 155M 117M 78M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287465 Stock NameISHARES MSCI EAFE ETF $ Position$55,055,777 % Position25.00% $ Change52.00% # Change42.00%
Stck Ticker464287614 Stock NameISHARES RUSSELL 1000 GROWTH ETF $ Position$38,446,881 % Position17.00% $ Change209.00% # Change960.00%
Stck Ticker464287598 Stock NameISHARES RUSSELL 1000 VALUE ETF $ Position$29,182,754 % Position13.00% $ Change21.00% # Change7.00%
Stck Ticker46090E103 Stock NameINVESCO NASDAQ 100 ETF $ Position$20,386,498 % Position9.00% $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STREET SPDR S&P 500 ETF $ Position$13,040,098 % Position6.00% $ Change # Change
Stck Ticker921937793 Stock NameVANGUARD LONG-TERM BOND ETF $ Position$12,777,003 % Position6.00% $ Change # Change
Stck Ticker46436E718 Stock NameISHARES 0-3 MONTH TREASURY BOND ETF $ Position$11,305,744 % Position5.00% $ Change # Change
Stck Ticker464287234 Stock NameISHARES MSCI EMERGING MARKETS ETF $ Position$7,738,539 % Position4.00% $ Change30.00% # Change8.00%
Stck Ticker921937835 Stock NameVANGUARD TOTAL BOND MARKET ETF $ Position$9,840,097 % Position4.00% $ Change6.00% # Change7.00%
Stck Ticker464287655 Stock NameISHARES RUSSELL 2000 ETF $ Position$6,716,860 % Position3.00% $ Change124.00% # Change85.00%

Brochure Summary