9AT: OSPREY CAPITAL MANAGEMENT CORP.

OSPREY CAPITAL MANAGEMENT CORP.

OSPREY CAPITAL MANAGEMENT CORP.

Adviser Profile

As of Date	02/18/2026
Registration	SEC, Approved, 03/03/2015
ADV Location	MIAMI BEACH, FL, United States
Contact Info	305 xxxxxxx

AUM^*	197,200,000 3%
of that, discretionary	197,200,000 3%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	197,200,000 106%
% High Net Worth	50.00% -25%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

220M 189M 157M 126M 94M 63M 31M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A.Management Fees. The Firm’s typical management fee is 2% per annum of assets under management (excluding any assets temporarily invested in money-market funds or money- market instruments, such as U.S. Treasury securities and Certificates of Deposit). The management fee may be individually negotiated. In addition, the Firm may negotiate a performance fee with Qualified Clients, as defined in Rule 205-3(d) of the Investment Advisers Act of 1940 (the “Advisers Act”). Performance fees are based on a percentage of net realized and unrealized profits in a client’s portfolio at the end of each calendar year. See Item 6.A. below.
B.Payment of Fees. The Firm does not deduct its management fees from client accounts.
Bills for asset-based fees are submitted to clients’ custodians at the beginning of each calendar quarter on the basis of the assets under management at the end of the preceding calendar quarter. If an Investment Advisory Agreement is terminated before the end of a quarter, the asset-based fee

will be prorated based on the number of calendar days elapsed in that quarter through the date of termination. Performance-based fees are billed and payable at the beginning of the first quarter of each calendar year, after recoupment in some cases of any loss carried forward from prior years and, in the case of certain clients, after achieving a threshold annual return on invested capital at varying rates.
C.Other Fees and Expenses. The Firm’s management fees are exclusive of brokerage commissions, transaction fees, custodial fees and other related costs and expenses that are incurred by the client in connection with securities transactions. The Firm does not receive any portion of these commissions, fees and costs. See Item 12 for a discussion of Brokerage Practices.
D.Prepayment of Fees. The Firm does not require prepayment of fees.
E.Transaction-Based Compensation. The Firm and its supervised persons are not compensated for the purchase or sale of securities on behalf of clients.