9AT: CAPITAL ADVISORS GROUP, INC

CAPITAL ADVISORS GROUP, INC

CAPITAL ADVISORS GROUP, INC

Adviser Profile

As of Date	03/29/2026
Registration	SEC, Approved, 05/24/2001
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	23,032,827,960 -12%
of that, discretionary	23,032,827,960 -12%
Number of Employees	33 6%
of those in investment advisory functions	20 -9%
Private Fund GAV^*	0
Avg Account Size	97,596,729 -8%
% High Net Worth	2.00% -14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

26B 22B 19B 15B 11B 7B 4B

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Capital Advisors Group, Inc. is a Delaware corporation that was incorporated in 2013. Capital Advisors Group changed its state of incorporation from New Jersey, where it was originally incorporated in 1991, to Delaware on October 3, 2013. This change did not involve a change in Capital Advisors Group’s ownership. The principal owners of Capital Advisors Group are the Benjamin K. Campbell Trust of 2011 (Benjamin Campbell, Capital Advisors Group’s CEO, is currently a trustee of this trust), the Campbell Family 1998 Irrevocable Trust, and the Campbell Family 2019 Irrevocable Trust. Discretionary Investment Management Services Capital Advisors Group provides discretionary investment management services primarily to institutional investors, and occasionally to certain high net worth individuals, with respect to investments in short-term, high-quality, fixed income financial instruments with maturities that conform to an investor’s specific cash flow needs. Those instruments may include shares of money market funds and beneficial interests in other short-term collective investment funds. Capital Advisors Group also may use sub-advised programs that deposit client cash in bank deposit accounts insured by the Federal Deposit Insurance Corporation (“FDIC”) (collectively, “deposit programs”).

Discretionary investment management services are based primarily on Capital Advisors Group’s proprietary research and are tailored to the individual needs and interests of each client. Each client that has given Capital Advisors Group discretionary investment management authority may impose certain restrictions on investments made by Capital Advisors Group on its behalf. Capital Advisors Group generally has trading authority with respect to the securities for which it provides discretionary investment management services, although from time to time it may be directed by a client to use specific brokers and dealers. All discretionary investment management services are provided through separately managed accounts with managed assets held by custodians who are unaffiliated with Capital Advisors Group. Non-Discretionary Investment Advisory Services Capital Advisors Group provides certain clients receiving its discretionary investment management services with access to its proprietary web-based platform that assesses counterparty exposure and risk, as well as provides analytical tools to help clients manage their counterparty exposure and risk. * * * As of December 31, 2023, Capital Advisors Group managed assets on a discretionary basis (regulatory assets under management) in the approximate aggregate amount of $25.9 billion.