{{ Info.Overview }}

Adviser Profile

As of Date 02/20/2026
Registration SEC, Approved, 08/02/2000
ADV Location PLYMOUTH, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 331,817,781 -33%
of that, discretionary 316,982,065 -32%
Number of Employees 3 -25%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 283,605 21%
% High Net Worth 45.20% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

467M 400M 333M 267M 200M 133M 67M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ CPAS P.C. Filing Date02/25/2026 Form ADV-E View Report
Accounting Firm Name CBIZ CPAS P.C. Filing Date12/30/2024 Form ADV-E View Report
Accounting Firm Name GEN FINANCIAL MANAGEMENT, INC. Filing Date11/29/2023 Form ADV-E View Report

Brochure Summary