Catawba River Capital was founded in 2000 and is primarily owned by Paul Boggs. The following paragraphs describe our services and fees. Please refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words, “we”, “our”, “adviser”, “firm” and “us” refer to Catawba River Capital and the words “you”, “your” and “client” refer to you as either a client or prospective client of our firm. Catawba River Capital provides wealth management services on a discretionary and non-discretionary basis, managed by us and sub-advisers we choose, and through separate investments in equities, mutual funds, bonds, cash-equivalents, and other instruments. Catawba River Capital provides investment consulting services that relate to matters such as allocation of assets among different classes, portfolio diversification, managing portfolio risk, and other general economic and financial topics. Account supervision is guided by the stated objectives of the client (i.e., maximum capital appreciation, growth, etc.), and all managed accounts will be maintained with an independent custodian. Adviser provides a wide array of general personal financial planning services in addition to investments. Such services may include some or all the following: personal tax and cash flow planning, estate planning, retirement planning, educational funding, insurance planning, compensation and benefits planning and the preparation of financial analyses and personal financial statements reflecting net worth, cash flow and income tax projections. In addition to our financial planning services, we offer private investment consulting (“PIC”) services, wherein Adviser will, from time-to-time, research and recommend unaffiliated direct private investment vehicles to clients. Adviser will, from time-to-time, and at the request of the client provide analyzing the private investment for suitability and appropriateness in consideration of the totality of the investments that Adviser manages for Client. These PIC investments shall not be managed

by Adviser. As part of its PIC services, Adviser will at the direction and request of the Client provide continual consulting regarding the direct private investments of the client. Investing in private funds and direct private investments involves various risks, which an investor should be aware of, including, but not limited to, the potential for complete loss of initial investment. Investing in direct private investment vehicles involves various risks, which an investor should be aware of, including, but not limited to, the potential for complete loss of initial investment. A complete discussion of risks and other important information is set forth in each private investment opportunities’ offering documents, which are provided to clients for review prior to investing. Please also refer to Item 8 below for further information on risks surrounding these types of securities. We only make recommendations to PIC clients that meet the qualification requirements mandated by the private investment vehicle and where we have determined that the investment is suitable and in line with the clients’ investment objectives and risk tolerances. Every relationship is different and presents different complexities. As a result, not every relationship will require every service we offer. When appropriate, we will have a conversation about your needs and customize a solution for your family for a negotiated fee under a separate addendum to your agreement. Clients are not required to use Adviser for any of described service and services may be available from other professional providers at lower cost. Adviser will collect pertinent data from the client through personal interviews and/or written questionnaires. A written summary may be provided to the client highlighting specific recommendations to the client regarding their individual needs. As of December 31, 2023, Catawba River Capital managed $225,635,390 on a discretionary basis and $9,428,640 on a non-discretionary basis, for a total of $235,067,030 regulatory assets under management. As of December 31, 2023, Catawba River Capital had $14,484,347 in assets under advisement.