Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 11/10/1999
ADV Location NASHVILLE, TN, United States
Contact Info 800 xxxxxxx
Websites
AUM* 800,063,389 29%
of that, discretionary 800,063,389 29%
Number of Employees 14 -7%
of those in investment advisory functions 13 8%
Private Fund GAV* 0
Avg Account Size 1,043,107 13%
% High Net Worth 34.63% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

800M 686M 571M 457M 343M 229M 114M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$37,637,744 % Position5.00% $ Change54.00% # Change-24.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS GROUP INC $ Position$29,977,007 % Position4.00% $ Change21.00% # Change1.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$29,047,842 % Position4.00% $ Change21.00% # Change-1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$21,563,846 % Position3.00% $ Change13.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$21,662,759 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$22,710,373 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker025816109 Stock NameAMERICAN EXPRESS CO $ Position$24,662,822 % Position3.00% $ Change28.00% # Change14.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$25,086,659 % Position3.00% $ Change18.00% # Change-5.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$12,706,144 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker75513E101 Stock NameRTX CORPORATION $ Position$14,556,845 % Position2.00% $ Change1.00% # Change2.00%

Brochure Summary