Adviser Profile

As of Date 01/02/2026
Registration SEC, Approved, 02/12/1999
ADV Location STAMFORD, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 577,684,024 25%
of that, discretionary 577,684,024 25%
Number of Employees 8 -27%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 6,145,575 25%
% High Net Worth 91.49% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

578M 495M 413M 330M 248M 165M 83M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees