Adviser Profile

As of Date 08/25/2026
Registration SEC, Approved, 09/23/1998
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 1,276,570,885 27%
of that, discretionary 1,276,570,885 27%
Number of Employees 16 23%
of those in investment advisory functions 8 -11%
Private Fund GAV* 0
Avg Account Size 562,118 19%
% High Net Worth 52.77% 31%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 912M 729M 547M 365M 182M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ARMANINO LLP Filing Date09/25/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker14020Y300 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$103,626,677 % Position13.00% $ Change52.00% # Change52.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$58,064,366 % Position7.00% $ Change7.00% # Change0.00%
Stck Ticker921946810 Stock NameVANGUARD WHITEHALL FDS $ Position$40,290,853 % Position5.00% $ Change5.00% # Change-1.00%
Stck Ticker921946794 Stock NameVANGUARD WHITEHALL FDS $ Position$40,800,620 % Position5.00% $ Change5.00% # Change0.00%
Stck Ticker46434V878 Stock NameISHARES TR $ Position$37,569,810 % Position5.00% $ Change1.00% # Change1.00%
Stck Ticker921910840 Stock NameVANGUARD WORLD FD $ Position$32,205,694 % Position4.00% $ Change12.00% # Change0.00%
Stck Ticker92204A504 Stock NameVANGUARD WORLD FD $ Position$26,531,738 % Position3.00% $ Change9.00% # Change0.00%
Stck Ticker92203C303 Stock NameVANGUARD BD INDEX FDS $ Position$20,531,932 % Position3.00% $ Change19.00% # Change19.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$27,802,072 % Position3.00% $ Change10.00% # Change0.00%
Stck Ticker14020W106 Stock NameCAPITAL GROUP DIVIDEND VALUE $ Position$26,579,364 % Position3.00% $ Change16.00% # Change0.00%

Brochure Summary