Adviser Profile

As of Date 09/21/2026
Registration SEC, Approved, 03/29/2019
ADV Location SARASOTA, FL, United States
Contact Info (94 xxxxxxx
Websites
AUM* 385,539,477 39%
of that, discretionary 385,539,477 39%
Number of Employees 7
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 336,129 26%
% High Net Worth 26.82% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

386M 330M 275M 220M 165M 110M 55M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$16,081,670 % Position5.00% $ Change6.00% # Change6.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,373,893 % Position4.00% $ Change16.00% # Change2.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$9,475,805 % Position3.00% $ Change15.00% # Change4.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$9,138,894 % Position3.00% $ Change8.00% # Change2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$10,403,541 % Position3.00% $ Change32.00% # Change8.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,590,580 % Position3.00% $ Change16.00% # Change1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$5,010,747 % Position2.00% $ Change20.00% # Change4.00%
Stck Ticker14149Y108 Stock NameCARDINAL HEALTH INC $ Position$5,400,216 % Position2.00% $ Change22.00% # Change8.00%
Stck Ticker46284V101 Stock NameIRON MTN INC DEL $ Position$5,408,494 % Position2.00% $ Change34.00% # Change9.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$6,173,138 % Position2.00% $ Change21.00% # Change8.00%

Brochure Summary