Adviser Profile

As of Date 01/07/2026
Registration SEC, Approved, 06/19/1998
ADV Location SAN GABRIEL, CA, United States
Contact Info 626 xxxxxxx
AUM* 352,782,386 27%
of that, discretionary 158,046,348 19%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 632,226 -21%
% High Net Worth 8.95% 24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Commissions

Reported AUM

319M 273M 228M 182M 137M 91M 46M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date07/28/2025 Form ADV-E View Report
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date07/24/2024 Form ADV-E View Report
Accounting Firm Name GALAXY ACCOUNTING SERVICES Filing Date10/02/2023 Form ADV-E View Report