Adviser Profile

As of Date 07/21/2023
Registration status Terminated
ADV Location JERICHO, NY, United States
Contact Info 516 xxxxxxx
Websites
AUM* 132,000,000 -1%
of that, discretionary 60,000,000
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,736,842 -9%
% High Net Worth 19.69% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

89M 76M 63M 51M 38M 25M 13M
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

No private funds

Employees