9AT: ZEMENICK & WALKER INC

ZEMENICK & WALKER INC

ZEMENICK & WALKER INC

Adviser Profile

As of Date	03/11/2026
Registration	SEC, Approved, 06/03/1998
Other registrations (2)	Maryland, Terminated, 03/22/2012 Florida, Terminated, 03/21/2012
ADV Location	ST LOUIS, MO, United States
Contact Info	314 xxxxxxx
Websites

AUM^*	2,630,197,275 18%
of that, discretionary	0
Number of Employees	11
of those in investment advisory functions	8
Private Fund GAV^*	0
Avg Account Size	9,705,525 6%
% High Net Worth	84.50% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 2B 2B 2B 1B 751M 376M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Zemenick & Walker, Inc. is an independent, fee-only, non-discretionary investment advisory firm. We specialize in asset management for high-net-worth individuals, foundations and endowments, charitable organizations, pensions and defined contribution retirement plans. We serve as our client’s “Chief Investment Officer” while our clients retain the role of “Chief Executive Officer” with final authority over all investment recommendations. Our investment professionals work together on behalf of each of our clients. Our team approach keeps us focused on the long-term and provides a consistent methodology for portfolio management; core values that have been in place since our firm was founded in 1987. The five principals, Christopher G. Griesedieck, John M. Johnson, William C. Stude III, Bryan L. Schulz and Jonathan A. Best, have over 145 years of combined industry experience including more than 125 years with Zemenick & Walker, Inc. As important as skilled investment management is for every client, thorough and comprehensive financial planning is just as critical. As a non-discretionary investment advisory firm, our primary role is to help our clients build and manage a well-diversified portfolio of marketable securities. In order to design a portfolio tailored to the specific needs of each client we first complete a comprehensive

due diligence review of the client’s overall financial condition. This process involves collecting and reviewing relevant personal financial information including such items as brokerage account statements, income tax returns, estate planning documents, insurance policies and employment compensation and benefit packages. We also review annual expenses and cash needs, analyze projected cash flow and discuss risk tolerance and long-term investment goals. Once we have completed our comprehensive review, we work with the client to develop a written Investment Policy that outlines the client’s long-term goals and expectations and defines the appropriate asset classes and allocations to achieve those goals. Since we are a non-discretionary advisor, our clients retain final approval over all recommendations and are an integral part of the on-going management of the portfolio. We review portfolios with clients quarterly to keep abreast of the performance of the portfolio and to discuss any changes in the client’s financial situation or any recommended changes within the portfolio, and only after the client formally approves our recommendations will we implement any portfolio recommendations. As of December 31,2023, we had 245 client relationships and our non-discretionary assets under management were approximately $2.2 billion.