Adviser Profile

As of Date 05/28/2026
Registration SEC, Approved, 01/02/1998
ADV Location KNOXVILLE, TN, United States
Contact Info 865 xxxxxxx
Websites
AUM* 1,650,533,110 13%
of that, discretionary 1,650,533,110 13%
Number of Employees 6 -14%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 6,348,204 -47%
% High Net Worth 89.08% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 981M 736M 491M 245M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287176 Stock NameISHARES TR $ Position$71,803,042 % Position11.00% $ Change-1.00% # Change0.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$54,915,086 % Position9.00% $ Change-1.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$44,236,267 % Position7.00% $ Change42.00% # Change-1.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$16,218,499 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker81369Y704 Stock NameSELECT SECTOR SPDR TR $ Position$16,783,968 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker81369Y407 Stock NameSELECT SECTOR SPDR TR $ Position$20,829,045 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$18,861,577 % Position3.00% $ Change11.00% # Change0.00%
Stck TickerG8994E103 Stock NameTRANE TECHNOLOGIES PLC $ Position$10,509,596 % Position2.00% $ Change17.00% # Change0.00%
Stck Ticker205306103 Stock NameTRUBRIDGE INC $ Position$11,551,290 % Position2.00% $ Change76.00% # Change-2.00%
Stck Ticker81369Y852 Stock NameSELECT SECTOR SPDR TR $ Position$9,615,935 % Position2.00% $ Change-3.00% # Change0.00%

Brochure Summary