9AT: RICHVIEW ADVISORS

RICHVIEW ADVISORS

other names

RICHVIEW ADVISORS
RICHVIEW ADVISORS LLC

Adviser Profile

Registration status

Terminated

As of Date	03/10/2024
ADV Location	DAYTON, OH, United States
Adviser Type - Mid-sized advisory firm
Number of Employees	2
of those in investment advisory functions	2

AUM^*	66,558,783 -17%
of that, discretionary	66,558,783 -17%
Private Fund GAV^*	0
Avg Account Size	16,639,696 -38%
% High Net Worth	25.00% 100%
SMA’s	Yes
Private Funds	0 1
Contact Info	937 xxxxxxx
Websites

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

80M 69M 57M 46M 34M 23M 11M

2015 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

The Company Richview Advisors LLC (“we,” “us” or “Richview Advisors”) is an investment adviser registered with the SEC.1 Richview Advisors was founded in December 2010 by Robert C. Guiney and R. Gregory True, and is headquartered in Dayton, Ohio. Our principal owners are Robert C. Guiney, our President and Chief Compliance Officer, and R. Gregory True, our Vice President. Advisory Services Portfolio Management We provide traditional discretionary portfolio management for one high net worth client, one foundation, and the two officers of Richview Advisors through separately managed accounts. Richview Advisors is not accepting new clients. Robert C. Guiney has 38 year relationships with both the high net worth individual and the chairman of the foundation. We are value investors. This means that we actively seek stocks of companies that we believe the market has undervalued. We believe the market overreacts to good and bad news, resulting in stock price movements that do not correspond with the company’s long-term fundamentals. The result is

an opportunity for us to profit by buying when the price is deflated. Our value investing strategy is described in more detail below in Item 8. Suitability Our investment strategy is generally executed in a similar manner for all our clients. You may impose reasonable restrictions on the strategy managed by us if such restrictions are not materially different from the strategy’s investment objectives. Clients who impose investment restrictions should be aware that the performance of their accounts may differ from that of client accounts which do not impose such investment restrictions. Other than accepting reasonable investment restrictions from clients, we generally do not tailor our advisory services based on our analysis of the individual needs of clients. Assets Under Management As of December 31, 2022, we have $66.6 million in assets under management. We manage client assets on a discretionary basis. 1 Registration as an investment adviser does not imply a certain level of skill or training. Form ADV Part 2A – Disclosure Brochure 5 March 16, 2023