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Adviser Profile

As of Date 02/03/2025
Adviser Type - Large advisory firm
Number of Employees 114
of those in investment advisory functions 26
Registration SEC, Approved, 07/01/1996
AUM* 56,505,085,686 15.01%
of that, discretionary 56,289,967,308 15.11%
Private Fund GAV* 0
Avg Account Size 241,474,725 23.37%
SMA’s Yes
Private Funds 0
Contact Info +81 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
49B 42B 35B 28B 21B 14B 7B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Brochure Summary