Adviser Profile

As of Date 04/13/2026
Registration SEC, Approved, 10/10/1995
Other registrations (1)
ADV Location HUNT VALLEY, MD, United States
Contact Info 410 xxxxxxx
Websites
AUM* 463,781,747 -36%
of that, discretionary 463,781,747 -36%
Number of Employees 9
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 1,096,411 14%
% High Net Worth 65.89% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

957M 821M 684M 547M 410M 274M 137M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker219350105 Stock NameCORNING INC COM $ Position$36,707 % Position6.00% $ Change67.00% # Change-11.00%
Stck Ticker02079K107 Stock NameALPHABET INC CAP STK CL C $ Position$29,181 % Position5.00% $ Change20.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$27,012 % Position5.00% $ Change12.00% # Change-2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$27,088 % Position5.00% $ Change3.00% # Change2.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC COM $ Position$23,216 % Position4.00% $ Change37.00% # Change-9.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO COM $ Position$22,851 % Position4.00% $ Change9.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC COM $ Position$15,948 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker872540109 Stock NameTJX COS INC NEW COM $ Position$17,700 % Position3.00% $ Change-7.00% # Change-2.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFACT $ Position$11,346 % Position2.00% $ Change33.00% # Change-6.00%
Stck Ticker655844108 Stock NameNORFOLK SOUTHN CORP COM $ Position$10,356 % Position2.00% $ Change8.00% # Change-1.00%

Brochure Summary