Overview
Fogel Capital Management, Inc. (“FCM,” “us,” “we,” “our”) is a corporation organized on
April 5, 1995, under the laws of the State of Florida. The principal owner of FCM is Michael
F. Fogel. As of December 31, 2023, FCM and client households were 242 and have
approximately $350
million of discretionary assets under management.
We offer investment advisory services to individuals, pension and profit-sharing plans,
charitable organizations, corporations, and non-profit organizations. This Disclosure
Brochure provides you with information regarding our qualifications, business practices,
and the nature of advisory services that should be considered before becoming our
advisory Client.
Please contact Sheila Ruiz, Chief Compliance Officer, if you have any questions about
this brochure.
Individuals associated with us will provide our investment advisory services. These
individuals are appropriately licensed and qualified to provide advisory services on our
behalf. Such individuals may also be known as Investment Advisor Representatives
Below is a description of our investment advisory and financial planning services. For
more details on any product or service, please reference the advisory agreement or speak
with your representative.
ADVISORY SERVICES
FCM
offers investment advisory and portfolio management services to individuals and
institutions predominately on a discretionary basis (“Clients”). FCM utilizes a designated
brokerage firm through which Client orders are executed. In connection with FCM’s
provision of advisory services, we request each Client execute a power of attorney with
us so that we are authorized to execute investment decisions and transactions on behalf
of our Clients. FCM may also manage Client accounts on a non-discretionary basis at the
Client's written request. FCM assists Clients in determining their investment objectives
and needs through a variety of potential methods that may include personal meetings and
phone calls. Each account is managed in accordance with the relevant Client’s objectives
and needs. In analyzing each Client's goals, FCM considers, where applicable, the
Client's overall financial condition, income and tax status, personal and business assets,
insurance, risk profile, and other factors unique to each Client’s particular circumstances.
An analysis of an institutional Client might typically include a review of legal documents,
portfolio size, expected inflow and outflow of assets, and, in the case of employee benefit
accounts, the type of plan, plan provision, number of participants, and age distribution.