Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/23/1994
ADV Location AVONDALE, AZ, United States
Contact Info 623 xxxxxxx
Websites
AUM* 138,830,486 -14%
of that, discretionary 138,830,486 -14%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 138,830,486 -14%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 956M 764M 573M 382M 191M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary