Adviser Profile

As of Date 04/06/2026
Registration SEC, Approved, 01/01/1994
ADV Location MONTVALE, NJ, United States
Contact Info 201 xxxxxxx
AUM* 1,015,753,299 18%
of that, discretionary 1,015,753,299 18%
Number of Employees 11 38%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 297,700 8%
% High Net Worth 5.45% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 871M 726M 580M 435M 290M 145M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287291 Stock NameISHARES TR $ Position$132,242,877 % Position13.00% $ Change44.00% # Change-1.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$115,089,733 % Position11.00% $ Change84.00% # Change7.00%
Stck Ticker464287721 Stock NameISHARES TR $ Position$98,931,256 % Position10.00% $ Change39.00% # Change0.00%
Stck Ticker921910816 Stock NameVANGUARD WORLD FD $ Position$103,407,362 % Position10.00% $ Change20.00% # Change401.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$66,462,890 % Position7.00% $ Change78.00% # Change12.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$67,635,385 % Position7.00% $ Change27.00% # Change-1.00%
Stck Ticker316092808 Stock NameFIDELITY COVINGTON TRUST $ Position$67,726,380 % Position7.00% $ Change40.00% # Change0.00%
Stck Ticker464289438 Stock NameISHARES TR $ Position$65,976,333 % Position6.00% $ Change7.00% # Change-9.00%
Stck Ticker26923Q598 Stock NameETF OPPORTUNITIES TRUST $ Position$49,080,387 % Position5.00% $ Change # Change
Stck Ticker464287549 Stock NameISHARES TR $ Position$55,857,689 % Position5.00% $ Change37.00% # Change-1.00%

Brochure Summary