Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 11/08/2019
Other registrations (2)
ADV Location IRVINE, CA, United States
Contact Info 714 xxxxxxx
Websites
AUM* 656,098,135 43%
of that, discretionary 647,163,861 43%
Number of Employees 10 11%
of those in investment advisory functions 7 -22%
Private Fund GAV* 0
Avg Account Size 515,800 15%
% High Net Worth 36.01% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

647M 555M 462M 370M 277M 185M 92M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary