Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 12/07/1993
ADV Location MEMPHIS, TN, United States
Contact Info 901 xxxxxxx
Websites
AUM* 894,604,455 38%
of that, discretionary 894,604,455 38%
Number of Employees 17 13%
of those in investment advisory functions 13 18%
Private Fund GAV* 0
Avg Account Size 591,670 18%
% High Net Worth 55.79% 34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

895M 767M 639M 511M 383M 256M 128M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$73,091,292 % Position10.00% $ Change11.00% # Change-1.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$63,693,622 % Position8.00% $ Change17.00% # Change1.00%
Stck Ticker92189F643 Stock NameVANECK ETF TRUST $ Position$58,510,794 % Position8.00% $ Change8.00% # Change0.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$37,824,706 % Position5.00% $ Change17.00% # Change2.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$30,105,023 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$31,189,330 % Position4.00% $ Change18.00% # Change-1.00%
Stck Ticker025072703 Stock NameAMERICAN CENTY ETF TR $ Position$31,421,412 % Position4.00% $ Change4.00% # Change-1.00%
Stck Ticker381430503 Stock NameGOLDMAN SACHS ETF TR $ Position$28,177,955 % Position4.00% $ Change9.00% # Change-4.00%
Stck Ticker46429B747 Stock NameISHARES TR $ Position$32,762,201 % Position4.00% $ Change2.00% # Change3.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$23,968,377 % Position3.00% $ Change1.00% # Change1.00%

Brochure Summary