Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 06/03/1993
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 564,000,000 18%
of that, discretionary 557,000,000 18%
Number of Employees 6 -14%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 2,369,748 15%
% High Net Worth 91.22% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

557M 477M 398M 318M 239M 159M 80M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE $ Position$77,558 % Position20.00% $ Change12.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC CL C $ Position$19,489 % Position5.00% $ Change21.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON.COM $ Position$20,864 % Position5.00% $ Change11.00% # Change-3.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC COM $ Position$20,862 % Position5.00% $ Change281.00% # Change33.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$11,214 % Position3.00% $ Change18.00% # Change-4.00%
Stck Ticker45337C102 Stock NameINCYTE $ Position$10,528 % Position3.00% $ Change20.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT $ Position$11,353 % Position3.00% $ Change0.00% # Change-1.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MFG CO $ Position$12,384 % Position3.00% $ Change32.00% # Change-7.00%
Stck Ticker76155X100 Stock NameREVOLUTION MEDICINES INC $ Position$6,219 % Position2.00% $ Change # Change
Stck Ticker65339F101 Stock NameNEXTERA ENERGY INC $ Position$9,149 % Position2.00% $ Change-1.00% # Change5.00%

Brochure Summary